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SAR Case Studies
(Presented By: Andy Zavoina)
Learning from the actions of others is so much better than learning from your own mistakes. What was done right, what was done wrong and why. These are things you want to know about, especially when the topic is one that is foremost on the minds of the regulators, management and the media. But how can you find out what others are doing, right or wrong?  | WEBINAR TIME:
11:30AM - 1:30PM PT
12:30PM - 2:30PM MT
1:30PM - 3:30PM CT
2:30PM - 4:30PM ET |
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 The case studies webinar will take you quickly through the basics of the Suspicious Activity Report. When is it required, why and what should it say. As the saying goes, "content is king." Your SARs must tell the complete story to be useful to law enforcement. And if they're not useful, what good are they? Your examiners may be able to help you with some of these questions, but being proactive is better than being reactive.
Some of the topics to be discussed:
The basics of SAR filing;
Reasons to file, and when;
Handling the repeat customer who just keeps coming up;
Training employees for one-way communication;
Taking action on your SARs;
Reporting to the board and management;
And more.
About the speaker:
Mr. Andy Zavoina, CRCM, is a consultant with the Glia Group, best known for its involvement with BankersOnline.com.
Andy has been in finance and banking for 22 years. Over 20 years were with a holding company with two Central Texas community banks that had $534 million in assets, 89 branches spanning Texas and nearly 500 ATMs. After starting in loan workouts, Mr. Zavoina has been a consumer, commercial and real estate lender and managed those departments as well as being the banks first Webmaster. He was responsible for compliance- management, -auditing, and -training for both banks.
Andy is a past Chairman of the American Bankers Association's Compliance Executive Committee. He was the 2003 recipient of the American Bankers Association's Distinguished Service Award for his involvement and accomplishments in the field of regulatory compliance management. He currently serves on the Editorial Advisory Board for the ABA's Compliance Magazine, Compliance Action magazine, is a member of the ABA's Compliance School Board and is a BankersOnline Guru. He also served on the Texas Bankers Association's Compliance Committee.
He is a graduate of the ABA National Commercial Lending School, National Compliance and National Graduate Compliance School and is a Certified Regulatory Compliance Manager with the Institute of Certified Bankers. He has written numerous articles and lectured on compliance, the use of the Internet and technology as a tool, as well as compliance in cyberspace to local, state and national associations. Internet policies and other compliance related programs are made available on his personal Web site.
More information...
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888.229.8872