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BSA Compliance Management
(Presented By: Ken Golliher)
Are you looking for an efficient, focused update on BSA Compliance? You've found it!  | WEBINAR TIME:
11:30AM - 1:30PM PT
12:30PM - 2:30PM MT
1:30PM - 3:30PM CT
2:30PM - 4:30PM ET |
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WHAT?
Ongoing Bank Secrecy Act (BSA) training is a legal requirement. For the experienced BSA Officer or Auditor, that training needs to focus on recent developments and reminders regarding key issues. This two hour session was designed for that group.
WHY?
No other federal regulation contains more stringent, enforceable training requirements than those relating to Bank Secrecy Act (BSA) compliance. Even experienced personnel are expected to maintain their knowledge level with ongoing education. However, sometimes sitting through a full day BSA program leaves experienced personnel hoping for "knowledge nuggets" between the reviews of long-standing requirements.
This program is designed to make that continuing education requirement more efficient and effective. However, the manual is the one that the presenter uses in a full day seminar. It is approximately 110 pages long and includes a full review of BSA requirements. However, this session focuses on specific pulse points in BSA compliance.
PROGRAM CONTENT?
This presentation emphasizes common BSA violations and important developments in the preceding 12 - 18 months. Registrants have an opportunity to submit questions and suggested areas of emphasis prior to the program. Currently, the issues where emphasis is expected include:
Interagency examination procedures
Examination procedures that are not so "interagency"
Risk assessment
Identifying "high risk" customers
Any recent enforcement actions of major importance
Documenting annual exemption reviews
When and how to seek a "backfiling" determination
Providing services to non customers - the "big picture"
314(a) queries - what have the results been and is there any way to abbreviate the process?
SAR filing - the agencies' emphasis on the program and the process
SAR filing - the most recent court decisions on the safe harbor
WHAT DO YOU WANT TO HEAR ABOUT DURING THE SEMINAR?
There will be Q & A's during the program, but if you want to submit questions in advance or make certain your topic is addressed, send them to seminars@bankersonline.com Put "BSA Update Webinar" in the message line.
WHO?
The program is designed as an update for experienced BSA officers and auditors employed by banks, thrifts and credit unions. It is not designed as a general review or to meet the needs of other types of financial institutions.
The Speaker:
Ken Golliher is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. He is an experienced banker with a unique ability to reduce complex legal concepts to plain English. He has explained the "why" and "how" of regulations to thousands of financial institution personnel and examiners. Ken's banking career began in 1972 and includes serving as a teller, commercial operations manager and as trust department legal counsel in a state and a national bank. For ten years he headed the education division of a regional consulting firm for financial institutions. He has served on the faculty of the LSU Graduate School of Banking, the OTS' Level I Compliance School and the FDIC's Advanced Consumer Protection School for examiners. He has presented seminars in more than 25 states and has served as an instructor at compliance schools sponsored by the Illinois, Indiana, Georgia, Kansas, Kentucky, Nebraska, Pennsylvania and Texas bankers associations. He is one of the moderators for the Bank Secrecy Act forum at http://www.bankersonline.com/
More information...
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888-229-8872